Institutional Sales & Trading

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Our Institutional Sales Department provides real-time information, expert analysis, and responsive client service to mutual funds, hedge funds, money managers, corporations, insurance companies, and registered investment advisors.

Our professionals bring diversified backgrounds across corporate finance, research, and operations, excel under pressure, and are available to assist clients. We are dedicated to building long-term relationships by delivering actionable insights, efficient execution, and customized solutions tailored to each client’s investment objectives.

See also: Research | Capital Markets | Investment Banking

Recent Investment Banking Transactions

May 29, 2026

Wellgistics Health, Inc.

$21,000,000

Acted as Placement Agent

April 30, 2026

RenX Enterprises Corp

$13,000,000

Acted as Placement Agent

April 24, 2026

Sonoma Pharmaceuticals, Inc.

$4,000,000

Acted as Underwriter